Grant Development and Collaboration

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BCCC support is available for externally funded grant proposals that include members of our core in the grant budget for supported effort. The percentage of effort will need to be agreed upon by the BCCC, and based on the estimated workload per year for the years of the grant. The budget must also include a corresponding technology fee calculated as $8,000 per FTE of biostatistician effort (i.e. if 50 % FTE then it is $4,000.00 per year of the grant) and can be line itemized as “other support”.

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  • Budgets

    Grant proposals may include statistical support provided by the BCCC in the grant budget as a percentage of effort for the biostatistician. Statistical support under this structure will be designed to ensure available support to an investigator or department/center that makes this agreement (Grant Submission agreement form with the BCCC. Once funded, a collaborative arrangement between the BCCC and Principal Investigator is created for the duration of the grant. Funding for BCCC support included in the grant proposal budget will need to be agreed upon by the Core Director, and based on the estimated workload for BCCC support per year of the grant. For guidance on effort estimation go to the section below called Guidance to Departments for Effort Estimation of Collaborative Biostatisticians.

  • Changes to Budget

    Grants that include biostatistical collaboration provided by the Core will need to have funding built into the proposal budget for Core support, as percentage of effort of BCCC statisticians. Any changes to the budget at any time involving the Biostatistical Core support on grants must be approved by the Core Director. In the event that the overall budget is reduced, budget cuts to BCCC must not exceed the percentage that the grant budget is reduced. An Agreement of Support must be signed between the PI and the Core Director concerning the support activities and Core Funding described in the grant proposal, and will go into effect upon award of funding.

  • Grant Development

    The strongest grants are those that have biostatistical collaboration from the beginning of the design process. Generally, grants are more likely to be funded when there are biostatisticians participating in the development of the proposal.

    The research design must be developed to accommodate scientific questions of interest. The design must be as efficient as possible in order to improve power and increase efficiency (and potentially save money). Each hypothesis proposed under each aim of the investigation must have a thought out and described plan for analysis in order to appropriately assess them.

    In writing a grant proposal, you are essentially asking a funding agency for money. You must demonstrate that scientifically appropriate methods are in place for analyzing the data collected with the funds provided. Adequate statistical power needs to be demonstrated in order to detect the primary questions of interest. Statistical power can be described with an analogy to a microscope. You have a given amount of power in your lens and with that there is a limit to how small of an object you can see. In order to see smaller objects, you can increase the power of your lens. Statistical power is like that, but the “object” you want to see are the answers to the question of interest in the investigation. It may be an effect of a treatment, or a difference between groups. The smaller it is, the more power you need to see it. There are many approaches to increasing power. One is to increase the sample size or amount of information we use to estimate the effect. Another is to have a more efficient study design that minimizes variability, or other noise, in the data and allows you to see the effect clearly. A third is to use statistical methods of data analysis that are more efficient, and more precisely estimate the effect of interest.

    Statistical collaboration is essential for providing support in these critical areas of grant development. Since the likelihood of funding increases, with adequate statistical considerations, it is a worthwhile investment. More importantly, it increases the quality of research. It is very disappointing to spend many years invested in research only to find out that it had a biased design or was not appropriately powered.

    Additionally, provision of statistical support throughout the study duration is also critical in demonstrating the availability of resources to carry out the described investigation and corresponding analysis, and making statistical inference about the populations of interest.

  • Statistical Support in Grant Development

    Biostatisticians in the BCCC are available to participate in grant development in various ways including:

    • Assisting with the formation and operation of a proposal development team.
    • Assisting the investigators in refining study questions and measurement methods.
    • Developing study and experimental designs.
    • Writing statistical analysis plans.
    • Computing precision, power, and sample sizes necessary to achieve a given precision of estimation or a given power.

    In our experience, it is not uncommon for statisticians to uncover design issues that must be addressed, prior to conducting analyses. For example, a study design may need to be improved prior to estimating power. We reserve the right to require these types of remediation before the analyses are done.

  • Funding for BCCC support in grant proposal development

    The BCCC will collaborate in proposal development and will charge for this support activity as a short-term activity, although some funding may be funded under the Miami CTSI. If the proposal development is with a Dept./Center/Research team that is engaged in an ongoing collaboration plan with the BCCC, time for grant development will be provided under collaboration plan, but funding for BCCC support, as a percentage effort for a biostatistician, within the grant budget for the funded investigation for the years of the grant supported research, will be expected. The initial pre-award work will be billed depending on the estimated workload needed for proposal development. For a specific proposal development, an initial meeting will be scheduled, and there will be no cost incurred. After the meeting, the workload will be estimated to determine budgetary considerations.

    Common Intake Form

  • Timing

    Grant proposals require intellectual contribution from teams with unique areas of expertise, biostatistics being one of them. It is optimal that biostatistical expertise be included as early as possible in the proposal development. The BCCC should be contacted at least two months before a grant submission deadline in order to provide assistance with proposals. If not, the BCCC will provide support only if we have resources available.

  • Guidance to Departments for Effort Estimation of Collaborative Biostatisticians

    Departments frequently ask for guidance in estimating biostatistics effort on grants, and sometimes when we are not asked, insufficient effort is budgeted. To accurately estimate the effort needed to perform duties for a grant, biostatisticians take into consideration many different aspects of the project. Many of these considerations are outlined on the UC Davis website. These guidelines were referenced to create the table below that explains the overall effort needed for projects of various sizes and complexities.

    While the UC Davis document and the table below provide substantial information to help understand a potential range of effort that could be required for a biostatistician to collaborate on a project, the actual budget depends greatly on:

    • the particular skillset of the collaborative biostatistician,
    • the biostatistician’s salary,
    • the effort availability of the biostatistician during the span of the grant/project work.

    Therefore, these guidelines should not be used as a replacement for appropriate effort estimation by a biostatistician. We recommend that these documents are used in conjunction with direct interaction with your biostatistics collaborator to estimate project effort.

    In an ideal setting, we advise that a collaborative biostatistician should have at least two months’ notice to collaborate on the development of a grant. With less time to learn about the project needs, the effort estimation may be less accurate. Therefore, we recommend addressing effort estimation at the start of formulating your proposal.

Annualized Biostatistics Effort Allocation Guidelines

Project Type Large/Complex 
Projects
Regular 
Projects
Simple 
Projects
Limited 
Projects
Total Effort 50-100% + per year 30-65% per year 20-35% per year < 10% annually per year
Lead Biostatistician Effort3 20% + per year 10-15% per year 5-10% per year ≤5% per year
Analysis Biostatistician Effort4 30-100% + per year 20-50% per year 10-25% per year 5-10% per year
Activity Scope View Scope View Scope View Scope View Scope
Example A research group with multiple R01s, an NIH P or U, or over 500K R01s, such as large, prospective cohort studies or trials that also include substantial retrospective or record data collection. Most R01s with proposed study design and statistical methods that statisticians would consider standard or routine. Smaller scope R-level grants, such as R21s or R34s. Small foundation grants with small scope of work and limited data.

Activity Scope: Large/Complex Projects
Projects that require a high level of involvement in development and implementation of the project and communication of study results. Involvement may take many forms, including any of the following:

  • Development and/or implementation of complex study designs.
  • Assembly of datasets from large, complex or poorly documented sources (e.g. administrative or survey databases).
  • Development and/or implementation of interim data analyses during data collection phase of prospective studies.
  • Development of and/or use and interpretation of novel or complex statistical methods.
  • Developing algorithms to identify units of analysis and define analysis variables
  • Active participation in publications, with opportunity for first authored papers.

Activity Scope: Regular Projects
Projects with standard study designs and routine analyses. Involvement includes:

  • Collaboration through all phases of the study, including the biostatisticians attending regular study meetings.
  • Involvement of biostatisticians in study design, implementation, and data collection.
  • Well-documented primary datasets provided for statistical analysis.
  • Analyses carried out using off-the-shelf procedures available in statistical software packages.
  • Active participation in publications, with opportunity for first authored papers.

Activity Scope: Simple Projects
This profile is appropriate for simple projects requiring minimal effort from the lead biostatistician and straightforward statistical analyses are performed by an analysis biostatistician. Involvement is limited to:

  • Occasional meetings with PI about study issues, such as choice of statistical methods to use. This level of effort is typically too low for the lead biostatistician to carry out analyses or support weekly meeting attendance.
  • The lead biostatistician manages and supervises the analysis biostatistician on all study activities from data processing to analysis using standard statistical methodology.
  • This level of effort for the lead biostatistician is generally not compatible with smooth workflows and readily available collaborative support, unless an experienced and capable analysis biostatistician is adequately supported on the project. Assistance planning and conducting early Phase I trials (e.g. adaptive trials) with active monitoring.
  • Feedback from the biostatisticians on 1-2 manuscripts.

Activity Scope: Limited Projects
Occasionally, a limited amount of funding may be justified to support research needs that may include the following:

  • Assistance planning routine, small early-Phase trials with little monitoring, or modest proof-of-concept animal studies.
  • Small studies with limited scope requiring minimal statistical analysis.

Feedback or advice on a project in which oversight/monitoring is not necessary.


1 Adopted from University of California Davis School of Medicine Guidelines for Estimating Biostatistician Effort and Resource Guidelines on Grants. Drafted and revised by Nichole Carlson (Univ of Colorado, Denver), Jody Ciolino (Northwestern), Gina-Maria Pomann (Duke), Sandra Taylor (Univ of California, Davis), and Leah Welty (Northwestern) with feedback from members of the Division of Biostatistics, Northwestern University Feinberg School of Medicine as well as members of the Biostatistics, Epidemiology, and Research Design Special Interest Group within the Association for Clinical and Translational Science.

2 Effort allocation guidelines assume that other necessary other resources such as research study coordinators and project coordinators are also included in the budget. If a project has a strong research study coordinator or team of coordinators, if may be possible for biostatistics effort to be on the lower end of the range provided (e.g., if project coordinator sets up and maintains the study database with limited input from the biostatisticians). Notably, biostatistics effort does not include data entry.

3 The most senior biostatistician on the study.

4 The biostatistician who executes the relevant components of the study, e.g. data management, SAP and report writing, under the directions of the lead biostatistician.

Source: https://biostat.duke.edu/guidance-departments-effort-estimation-collaborative-biostatisticians

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